Your IP : 172.28.240.42
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<meta name="viewport" content="width=device-width, initial-scale=1, maximum-scale=1">
<style>
body {
background-color:#ffffff;
}
body, .cfsbdyfnt {
font-family: 'Oswald', sans-serif;
font-size: 18px;
}
h1, h2, h3, h4, h5, h5, .cfsttlfnt {
font-family: 'Playfair Display', serif;
}
.panel-title { font-family: 'Oswald', sans-serif; }
</style>
<title></title>
<style id="sitestyles">
@import url( solid #1b2a29}#outhdr .lr-borders{border-left:1px solid #609892;border-right:1px solid #609892;height:100%;max-height:3em;margin:15px 0}@media (max-width:767px){#outhdr .lr-borders{border-left:0 solid #609892}}a,a:hover{color:#379078;text-decoration:none}h2{color:#426965}.pagetitle 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.btn{border:2px solid;line-height:1.2;margin-left:10px;margin-right:10px}.btn-primary:hover{color:#fff!important}#site button,#site .btn,#site .btn-small,#site .btn-lg,#site .tmslider .btn{transition:all .8s ease;border-radius:25px;font-size:;padding:.5em .7em;letter-spacing:1px}#site .zonetools .btn,#site .edimg{transition:initial;border-radius:initial;font-size:14px;padding:2px 5px;letter-spacing:initial}#inbdy{max-width:1366px}.topstrip{color:#fff;background:#1b2a29;border-bottom:0 solid #379078}.topstrip .row{max-width:1366px;float:none;margin:auto}.topstrip a{color:#000}.topstrip a:hover{color:rgba(66,105,101,.85)}.topstrip .txttkn a{color:#426965}.topstrip .txttkn a:hover{color:rgba(66,105,101,.85)}.topstrip .addressitem{margin:20px 5px}@media (min-width:992px){.topstrip .addressitem .lbtel,.topstrip .addressitem .number,.topstrip .addressitem .vsep{display:none}.topstrip .addressitem [itemprop="streetAddress"]:after{content:" | "}}.topstrip [data-typeid="TextBlock"]{animation:slideInDown 2s ease}@media (max-width:767px){.topstrip [data-typeid="TextBlock"]{font-size:.7em}}.topstrip [data-typeid="TextBlock"] p{margin:15px 5px}@media (max-width:767px){.topstrip [data-typeid="TextBlock"] p{font-size:;padding-top:8px}}@media (max-width:767px){#block-inhdr .navbar-toggle,#block-outhdr .navbar-toggle{padding:4px 4px}#block-inhdr .navbar-toggle .icon-bar,#block-outhdr .navbar-toggle .icon-bar{width:18px}}#block-inhdr .btn-social,#block-outhdr .btn-social{color:#fff!important;background-color:transparent;transition:all .5s ease}#block-inhdr .btn-social:hover,#block-outhdr .btn-social:hover{transform:scale(1.5);background-color:transparent;color:#6da49e!important}.img-thumbnail{border:none;border-radius:0;padding:0}#inbdy .form-control{border-radius:0;background:rgba(255,255,255,.5);border:1px solid #609892;margin-top:.35em;margin-bottom:.35em}#inbdy [data-type="formblocks"] .fmname{display:none}#inbdy [data-type="formblocks"] .well{box-shadow:none;background:rgba(0,160,151,.1);border:none}.navbar-brand{color:#fff!important}.navbar-brand{display:none!important}.cfshznav a{letter-spacing:1px;color:#fff!important;border-top:4px solid transparent}.cfshznav a:hover{color:#fff!important;background:#609892!important;border-top:4px solid #1b2a29}.cfshznav .open a{color:#fff!important;background:#609892!important;border-top:4px solid #1b2a29}.cfshznav .open a:hover{border-top:4px solid #1b2a29}.cfshznav .dropdown-menu{padding-top:0;padding-bottom:0;background:rgba(255,255,255,.95)!important}.cfshznav .dropdown-menu li a{color:#426965!important;background:transparent!important;font-size:.9em;padding-left:20px;padding-right:20px;padding-top:12px!important;padding-bottom:10px!important;text-transform:uppercase;border-top:0 solid transparent;border-left:-1px solid transparent;border-right:1px solid transparent;transition:background-color .2s}.cfshznav .dropdown-menu li a:hover{color:#426965!important;box-shadow:unset;border-left:5px solid #00a097;padding-left:15px;border-top:0 solid #609892}.navbar{background-color:#fff!important;border:0 solid #fff!important}.navbox{background-color:transparent!important}.js-clingify-locked .navbar{background-color:#fff!important;border:0 solid #fff!important}.js-clingify-locked .navbox{background-color:transparent!important}.navbarlocked{height:unset!important}.navbarlocked .dropdown-menu li a{background:#fff}#inhdr .upperbanner img{max-height:80px}@media (max-width:767px){#inhdr .upperbanner img{max-height:50px}}#strip{background:#fff!important}#strip [data-type="image"]{max-height:10em;overflow:hidden}#strip .page-title{text-shadow:none;background:rgba(66,105,101,.6)}#strip .page-title h1{color:#fff;margin:auto auto}@media (max-width:767px){#strip .page-title h1{font-size:}}.section-strip-item{color:#00a097!important}.section-strip-item a{color:#00a097!important}[data-typeid="inlinesearch"] input{border:1px solid #426965;border-radius:20px;height:40px;box-shadow:none;background:#3afff4;max-width:420px;float:right;margin:auto;margin-bottom:10px}[data-typeid="inlinesearch"] input .form-control{color:#fff!important}.homeobit-box{color:#000;padding-top:5px;padding-bottom:5px;max-width:1366px;float:none;margin:auto}.homeobit-box a,.homeobit-box a:hover,.homeobit-box p,.homeobit-box h1,.homeobit-box h2,.homeobit-box h3,.homeobit-box h4{color:#1b2a29!important}.homeobit-box .obpgimg{transition:all 2s ease!important;border-radius:10px!important}.homeobit-box .obphlst{transition:all 2s ease!important;border-radius:10px!important;padding:0px!important;margin-left:0;margin-right:0;box-shadow:0 0 0 #888!important;border:0 solid!important}.homeobit-box .obphlst:hover{transform:scale(1.2)}.homeobit-box .{padding-bottom:100%;padding-left:92%;margin:auto;border-radius:10px!important}.homeobit-box .form-control{background:rgba(255,255,255,.9)!important}.obslide{background:rgba(0,0,0,.1)}.obslide .details .obitdate{color:#fff!important}.obslide .details .obitdate a{color:#fff!important}.obitname,.obitdate{color:#379078}.obitname{font-weight:700;text-transform:uppercase}.horizobits{margin:0 }.glyphicon-chevron-right,.glyphicon-chevron-left{color:}.glyphicon-chevron-right:hover,.glyphicon-chevron-left:hover{color:}[data-typeid="locationmap"]{background:#609892}[data-typeid="locationmap"] iframe{border:none;filter:grayscale(1.9) sepia(2%) opacity(.85);transition:all 2s ease}[data-typeid="locationmap"] iframe:hover{filter:unset}[data-typeid="multimap"]{background:transparent}[data-typeid="multimap"] .multimap{border:0 solid #ccc;background:#609892}[data-typeid="multimap"] .multimap .leaflet-tile-pane{-webkit-filter:opacity(.85) grayscale(60%) brightness(1.1);-moz-filter:opacity(.85) grayscale(60%) brightness(1.1);filter:opacity(.85) grayscale(60%) brightness(1.1);transition:all .5s ease}[data-typeid="multimap"] .multimap:hover .leaflet-tile-pane{-webkit-filter:opacity(1) grayscale(0%) brightness();-moz-filter:opacity(1) grayscale(0%) brightness();filter:opacity(1) grayscale(0%) brightness()}[data-typeid="multimap"] .multimap .leaflet-marker-pane .leaflet-marker-icon:hover{filter:brightness()}[data-typeid="multimap"] .multimap .leaflet-popup{border:2px solid mediumblue}[data-typeid="multimap"] .multimap .leaflet-popup h4{color:mediumblue;font-weight:700;font-size:;text-align:center}[data-typeid="multimap"] .multimap .leaflet-popup .leaflet-popup-content-wrapper{background:linear-gradient(rgba(255,255,255,.7),white);border-radius:0;box-shadow:none}[data-typeid="multimap"] .multimap .leaflet-popup .leaflet-popup-tip{background:rgba(255,255,255,.8);border-bottom:2px solid mediumblue;border-right:2px solid mediumblue;display:none}[data-typeid="multimap"] .multimap button{background:#888}[data-typeid="multimap"] .multimap button:hover{background:mediumblue}[data-typeid="multimap"] .multimap-location{border:none;border-top:4px solid #ccc;border-radius:0;background:#eee;margin-top:5px}[data-typeid="multimap"] .multimap-location h4{color:#000;font-weight:700}[data-typeid="multimap"] .multimap-location:hover{background:radial-gradient(#fff,#eee);border-top:4px solid #888}[data-typeid="multimap"] .{background:rgba(238,238,238,.5);border-top:4px solid #c00}[data-typeid="multimap"] .multimap-location button{color:white;background:#888;border-radius:0;margin-bottom:10px}[data-typeid="multimap"] .multimap-location button:hover{background:mediumblue}.edgetoedge{margin-left:-100vw;margin-right:-100vw;margin-bottom:0;padding-left:100vw;padding-right:100vw;padding-top:5px;padding-bottom:5px}.edgetoedge .tools{margin-left:100vw;margin-right:100vw}.edgetoedge .inner .tools{margin-left:0vw;margin-right:0vw}.edgetoedge2{margin-left:-100vw;margin-right:-100vw;margin-bottom:0;padding-left:100vw;padding-right:100vw}.edgetoedge2 .tools{margin-left:100vw;margin-right:100vw}.edgetoedge2 .inner .tools{margin-left:0vw;margin-right:0vw}.pale-col{color:#000;background-color:!important}.color-col{background-color:#426965!important}.color-col p,.color-col h1,.color-col h2,.color-col h3,.color-col h4{color:#fff}.footer{background-color:#1b2a29!important}.footer [data-typeid="sitemap"] div a:nth-child(4){display:none}.footer p,.footer .addressitem{color:#fff}.footer h1,.footer h2,.footer h3,.footer h4,.footer .form-group{color:#b2e1d5}.footer a{color:#fff}.footer-box .row{padding:0}.footer-box .semiopaque{background-color:rgba(66,105,101,0);min-height:300px;animation:slideInUp 2s ease}.footer-box .semiopaque p,.footer-box .semiopaque h1,.footer-box .semiopaque h2,.footer-box .semiopaque h3,.footer-box .semiopaque h4{color:#fff}.sitemapsubitem{display:none}.sitemapitem{display:inline;padding:0}.panel-success .panel-heading{background-color:#426965!important}.panel-success .panel-title{color:#fff}.panel-success .panel-body{border-left:1px solid #426965!important;border-right:1px solid #426965!important;border-bottom:1px solid #426965!important}.cfsacdn .panel-title{background:transparent}.cfsacdn .panel-title a{color:#fff!important}.cfsacdn .panel-heading{background:#379078!important}.cfsacdn .panel{border-color:#379078!important}.cfsacdn .panel font{color:!important}.blackbg{background:#609892}.max1570{max-width:1570px!important;float:none!important;margin:auto!important}.max1470{max-width:1470px!important;float:none!important;margin:auto!important}.max1370{max-width:1370px!important;float:none!important;margin:auto!important}.max1270{max-width:1270px!important;float:none!important;margin:auto!important}.max1170{max-width:1170px!important;float:none!important;margin:auto!important}.site-credit .credit-text,.site-credit .credit-text a{background-color:transparent;color:#000}.obitlist-title a{color:#000}{color:}{color:#000}{color:#000}#popout-add h4,#popout-settings h4{color:#fff}.btn-danger{color:#fff!important;border-color:#5cb85c!important;background-color:#5cb85c!important}.btn-danger:hover{color:#5cb85c!important;background-color:#fff!important;border-color:#fff!important}.max1570{max-width:1570px!important;float:none!important;margin:auto!important}.max1470{max-width:1470px!important;float:none!important;margin:auto!important}.max1370{max-width:1370px!important;float:none!important;margin:auto!important}.max1270{max-width:1270px!important;float:none!important;margin:auto!important}.max1170{max-width:1170px!important;float:none!important;margin:auto!important}.upperbanner{background-color:#fff;padding-top:0;padding-bottom:5px;border-top:0 solid #379078;border-bottom:0 solid #379078}.upperbanner p{color:#000;animation:slideInLeft 2s ease}.upperbanner a{color:#426965}.upperbanner a:hover{color:rgba(66,105,101,.7)}.cta-box{background:#2e4a47!important}.cta-box p{color:#fff}.cta-box a{color:#fff}.cta-box a:hover{color:#379078}.js-clingify-locked .upperbanner{background-color:#fff;max-width:100vw;float:none;margin:auto}#outhdr .navbar{background:#fff;background:transparent}#outhdr .navbar a{color:#fff!important;border:0 solid transparent;transition:background-color .4s;transition:all .4s ease-in-out;padding-top:!important;padding-bottom:!important}#outhdr .navbar {font-weight:bold!important;letter-spacing:1px}@media (max-width:991px){#outhdr .navbar a{font-size:.75em!important}#outhdr .navbar {padding:25px 10px 20px 10px!important}}@media (max-width:767px){#outhdr .navbar a{padding-top:14px!important}}#outhdr .navbar a:hover{color:#426965!important;background:#d6f0e9!important;border:0 solid #379078}#outhdr .navbar .open a:hover{background-color:#fff!important}#outhdr .navbar .open {color:#426965!important;background-color:#d6f0e9!important}#outhdr .navbar .dropdown-menu{padding-top:0;padding-bottom:0;background:rgba(255,255,255,.95)!important}#outhdr .navbar .dropdown-menu li a{color:#426965!important;background:transparent!important;font-family:helvetica,sans-serif;font-size:.8em;padding-left:20px;padding-right:20px;padding-top:12px!important;padding-bottom:10px!important;text-transform:uppercase;border:0 solid #379078;border-left:0 solid transparent;transition:background-color .2s}#outhdr .navbar .dropdown-menu li a:hover{color:#fff!important;background:#8dd3c0!important;border:0 solid #379078;border-left:5px solid #379078;padding-left:15px}#outhdr .navbar {background:none!important;border:#fff!important;outline:#fff!important}#outhdr .navbar-brand{display:none!important}#outhdr .cfshznav{background:#426965}#outhdr .cfshznav .nav{padding:0 0 0 0}@media (max-width:991px){#outhdr .cfshznav .nav>:nth-child(4){display:none}}#outhdr .cfshznav .nav>:nth-child(4) a{color:rgba(255,255,255,0)!important;background:url();background-repeat:no-repeat;background-size:84%;width:240px;height:155px;color:rgba(255,255,255,0);font-size:0;background-position:center;padding-bottom:30px}#outhdr .cfshznav .nav>:nth-child(4) a:hover{background:url(),transparent!important;background-size:89%!important;background-repeat:no-repeat!important;background-position:center!important}#outhdr .cfshznav .nav>:nth-child(4):hover{background:transparent!important}#outhdr .js-clingify-locked{background:#426965!important}#outhdr .js-clingify-locked .navbar{background:#426965!important}#outhdr .js-clingify-locked .nav{padding:5px 0 0 0}#outhdr .js-clingify-locked .nav a{color:#fff!important;padding-top:2em!important;padding-bottom:!important;margin-bottom:0px!important}@media (max-width:991px){#outhdr .js-clingify-locked .nav>:nth-child(4){display:none}}#outhdr .js-clingify-locked .nav>:nth-child(4) a{color:rgba(255,255,255,0)!important;background:url(background:url();background-repeat:no-repeat;background-size:contain;width:150px;height:60px;color:rgba(255,255,255,0);font-size:0;margin-top:10px;background-position:center;margin-bottom:5px;border-radius:0%;bottom:0;padding-bottom:0}#outhdr .js-clingify-locked .nav>:nth-child(4):hover{background:transparent!important}.mobile-logo{background:#426965}@media (max-width:991px){.sidr-inner .sidr-class-nav>:nth-child(5){display:none}}.cta-box{background-color:#426965}.cta-box p{color:#fff}.cta-box a{color:#fff}.cta-box a:hover{color:#379078}[data-typeid="popoutnotice"] .popout-notice .widget-label{background:yellow;color:green;padding:10px}[data-typeid="popoutnotice"] .popout-notice .widget-label:after{content:""}.cfs-popout{background:linear-gradient(120deg,#2e4a47,#568883 120%)!important;color:#fff;max-width:280px;padding:10px;border:0;border-left:8px solid #379078;outline:0 solid rgba(255,255,255,.2);outline-offset:0;box-shadow: .25em 1em rgba(0,0,0,.1)}.cfs-popout .close{width:;height:;text-shadow:none;color:#fff;opacity:1;padding:5px;margin:3px;background:#90374f;border-radius:100%;border:1px solid rgba(255,255,255,.3);font-family:raleway,sans-serif;font-size:75%;z-index:1}.cfs-popout .content-area .title{border-bottom:1px solid rgba(255,255,255,.2);padding-bottom:10px;margin-top:2px;margin-bottom:10px;line-height:auto;opacity:1}.cfs-popout .content-area h3{font-weight:700;transition:all 1s ease;animation:pulse ease-in-out;animation-delay:3s}.cfs-popout .content-area h3:hover{text-shadow:0 0 2em #000}.cfs-popout .clickable{font-style:italic;border:1px solid #fff;display:inline-block;padding:4px 10px 6px;opacity:.5;transition:all .5s ease}.cfs-popout .clickable:hover{opacity:1}
#obitlist .row {
border: 0px;
border-bottom: 1px solid #a0fffa;
border-radius: 0px;
padding: 2em;
}
#obitlist .obphlst {
border-radius: 0px;
border: 0px solid #E0D9D9 !important;
padding: 0px;
box-shadow: 1px 1px 1px 1px rgba(50,50,50,0) !important;
background: #fff;
}
</style>
<style> #smart2881336973111-1 { color: !important; background-color: } #smart2881336973111-1:hover { color: !important; background-color: } #smart2881336973111-2 { color: !important; background-color: } #smart2881336973111-2:hover { color: !important; background-color: } #smart2881336973111-3 { color: !important; background-color: } #smart2881336973111-3:hover { color: !important; background-color: } </style>
<style scoped="">
#smart138401661026 .toplevel {
font-size: 15px;
padding: 20px 18px;
font-weight: normal;
}
#smart138401661026 .navbar-default .navbar-nav > li > a {
text-transform: uppercase;
}
</style>
<style>
/* Default arrow for menu items with submenus */
.sidr-class-dropdown > a::after {
content: '\25B6'; /* Unicode for a right-pointing triangle */
position: absolute;
right: 30px;
color: white;
transition: transform ;
}
/* Arrow rotates down when the submenu is open */
. > a::after {
content: '\25BC'; /* Unicode for a down-pointing triangle */
transform: rotate(0deg); /* Reset rotation */
}
/* Hide Sidr menu if the screen width is greater than 768px */
@media (min-width: 769px) {
#sidr-main-mn966128 {
display: none !important;
}
}
</style>
<style scoped="">
#smart3739698360101 .toplevel {
font-size: 15px;
padding: 20px 18px;
font-weight: normal;
}
#smart3739698360101 .navbar-default .navbar-nav > li > a {
text-transform: uppercase;
}
</style>
<style>
/* Default arrow for menu items with submenus */
.sidr-class-dropdown > a::after {
content: '\25B6'; /* Unicode for a right-pointing triangle */
position: absolute;
right: 30px;
color: white;
transition: transform ;
}
/* Arrow rotates down when the submenu is open */
. > a::after {
content: '\25BC'; /* Unicode for a down-pointing triangle */
transform: rotate(0deg); /* Reset rotation */
}
/* Hide Sidr menu if the screen width is greater than 768px */
@media (min-width: 769px) {
#sidr-main-mn184060 {
display: none !important;
}
}
</style>
<style> #smart2333938227047-1 { color: !important; background-color: } #smart2333938227047-1:hover { color: !important; background-color: } #smart2333938227047-2 { color: !important; background-color: } #smart2333938227047-2:hover { color: !important; background-color: } #smart2333938227047-3 { color: !important; background-color: } #smart2333938227047-3:hover { color: !important; background-color: } </style>
</head>
<body class="cs56-229">
<br>
<div id="site" class="container-fluid">
<div id="innersite" class="row">
<div id="block-outhdr" class="container-header dropzone">
<div class="row stockrow">
<div id="outhdr" class="col-xs-12 column zone">
<div class="inplace top-border" data-type="struct" data-typeid="FullCol" data-desc="Full Col" data-exec="1" id="struct1326593510923" data-o-bgid="" data-o-bgname="" data-o-src="">
<div class="row">
<div class="col-sm-12 column ui-sortable">
<div class="inplace cta-box" data-type="struct" data-typeid="FullCol" data-desc="Full Col" data-exec="1" id="struct735952154750">
<div class="row">
<div class="col-sm-12 column ui-sortable">
<div class="inplace" data-type="struct" data-typeid="Thirds2-1" data-desc="Thirds 2-1" data-exec="1" id="struct5203190405039">
<div class="row">
<div class="col-xs-4 column ui-sortable">
<div class="inplace pad-left pad-right smallmedia text-center pad-top pad-bottom" data-type="smart" data-typeid="socialmedia" data-desc="Social Media & Links" data-rtag="socialmedia" id="smart2881336973111" data-itemlabel="">
<div class="smbuttons"> <span class="btn btn-social btn-facebook"></span>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="inplace hidden-md hidden-lg mobile-logo" data-type="struct" data-typeid="ThreeCols" data-desc="Three Cols" data-exec="1" id="struct361897052728" data-o-bgid="" data-o-bgname="" data-o-src="" style="">
<div class="row">
<div class="col-sm-4 column ui-sortable"></div>
<div class="col-sm-4 col-xs-4 column ui-sortable">
<div class="inplace pad-left pad-right hidden-md hidden-lg pad-top pad-bottom" data-type="image" data-typeid="site" data-desc="Site Image" id="image3805680664636" style="" data-itemlabel=""><img alt="site image" class="img-responsive" src="" style="">
<div contenteditable="false" style="height: 0px;"></div>
</div>
</div>
<div class="col-sm-4 col-xs-8 column ui-sortable">
<div class="inplace menu-ip hidden-sm hidden-md hidden-lg transparent-menu" data-type="smart" data-typeid="menu" data-desc="Menu Bar" data-exec="1" data-rtag="menu" id="smart138401661026" data-itemlabel="" style="position: relative; z-index: 30; left: 0px; top: 0px;" data-rsttrans="1">
<div style="position: relative; z-index: 3;">
<div class="cfshznav" id="navbar-mn966128">
<div class="navbar cfsbdyfnt navbar-default" role="navigation"><br>
<div id="mn966128" class="navbar-collapse collapse mnujst centered">
<ul class="nav navbar-nav mnujst centered">
<li id="li-1-2" class="dropdown navbox"><span class="dropdown-toggle toplevel navlink ln-listings"></span>
<ul class="dropdown-menu">
<li class="navbox" id="li-1-2-0">
<span class="navlink ln-listings">Centaurus financial complaints. 66 billion in assets under management (AUM).</span>
</li>
<li class="navbox" id="li-1-2-1">
<span class="navlink ln-listings"><br>
</span>
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<span class="dropdown-toggle toplevel navlink ln-about-us">Centaurus financial complaints Starke’s FINRA Brokercheck report, found here , in the last two years customers have filed seven complaints against Mr. Oct 20, 2022 · Lexington, South Carolina financial advisor Atul Makharia (CRD# 5070762) is the recipient of multiple investor complaints alleging he recommended unsuitable, high-risk investments. Records maintained by the Financial Industry Regulatory Authority indicate that he is a broker and an investment advisor with Centaurus Financial, doing business as GM May 21, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Nielsen (Nielsen), currently associated with — May 21, 2025 — There are Recent Customer Complaints with Broker Steven Nielsen in Firm Centaurus Financial, INC. Feb 22, 2023 · Centaurus Financial has 24 disclosures on its record. To become accredited, a business must agree to BBB Standards for Trust and pass BBB's vetting process. , LLC June 1, 2025; There are Recent Customer Complaints with Broker Darren Grossman in Firm Centaurus Financial, INC. has pending arbitration claims against JP Turner and Centaurus Financial, arising out of sales practices involving Ricky Mantei ak/a Rick Mantei and several Financial Advisors that are part of his team or at his branch office, including Cindy Chiellini a/k/a Cindy Lucille Porto Chiellini and Atul Makharia. Firm Has Customer Complaint May 18, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Walker (Walker), currently associated with — May 18, 2025 — Broker Todd Walker in Centaurus Financial, INC. A third investor complaint, filed in 2023, similarly alleged that he recommended an unsuitably risky bond investment while registered with Centaurus Financial. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Centaurus Financial, doing business as Tremblay Financial Services. (888) 637 5510. free consultations, always. 2 days ago · There are Recent Customer Complaints with Broker Ronald Smith in Firm Sanford C. The most significant case occurred in 2021 when Centaurus agreed to settle a case involving mutual fund breakpoints. May 26, 2025; Broker Stephen Skokos in LPL Financial LLC Firm Has Customer Complaint May 26, 2025 May 19, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David White (White), previously associated with — May 19, 2025 — Broker David White in Centaurus Financial, INC. Bernstein & Co. Nov 3, 2022 · Regulators filed a complaint against both Donnie Ingram and Centaurus Financial, alleging the Southern California-centered firm failed to supervise Ingram's unsuitable sales of non-traded real estate investment trusts (REITs) and business development companies (BDCs) despite the firm's attestation that it had placed Ingram under "heightened supervision. Breakpoints are when mutual funds will decrease the sales charge to encourage you to invest more money with Oct 18, 2015 · Does Centaurus Financial pay their employees well? According to anonymously submitted Glassdoor reviews, Centaurus Financial employees rate their compensation and benefits as 2. Skip to content Free Consultation 1-888-994-8066 Admin. Mar 4, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dana Hawkins (Hawkins), currently associated with — March 4, 2025 — There are Recent Customer Complaints with Broker Dana Hawkins in Firm Centaurus Financial, Inc. , a dually-registered investment adviser and broker-dealer based in California, for its disclosure failures and misleading statements to clients regarding investment advice it gave about mutual funds and cash sweep money market funds. CENTAURUS FINANCIAL, INC. Firm Has Customer Complaint Feb 12, 2024 · For more information on The White Law Group and the complaint filed against Centaurus Financial, please contact the firm. Jan 1, 2025 · The recent investor disputes involving Steven Nielsen, a broker registered with Centaurus Financial, are serious allegations that could have major repercussions for both Nielsen and the firm. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Centaurus Financial, doing business as Modern Wealth Management. Centaurus Financial, Inc. 4 million in damages. Complex Structured Product and SEC Regulatory Action. S. Brokers at the firms allegedly recommended more expensive mutual fund investments, despite Feb 6, 2019 · According to BrokerCheck records financial advisor Atul Makharia (Makharia), currently employed by Centaurus Financial, Inc. May 2, 2024 · Here is a general overview of the types of complaints and issues that have been raised against the firm. If there are any discrepancies or concerns, it is crucial to seek the advice of an experienced investment Feb 3, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Hubert depalma (Hubert depalma), currently — February 3, 2025 — Broker Richard Hubert depalma in Centaurus Financial, Inc. 66 billion in assets under management (AUM). Starke, most involving allegations of the sale of illiquid, unsuitable, and Aug 3, 2019 · The Wolper Law Firm, P. . (“Centaurus”), branch manager Ricky A. SEC Complaint Regarding Mutual Fund Fees Jan 24, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Manuel Ramos (Ramos), currently associated with — January 24, 2025 — Centaurus Financial, Inc. Sep 1, 2021 · A complaint filed in 2019 alleged that as a representative of Centaurus Financial, he made unsuitable investment recommendations. Apr 23, 2025 · The following is a review of FINRA and the SEC’s regulatory actions and investor lawsuits involving Centaurus Financial. The complaint reached a settlement of $25,000. Find out more about salaries and benefits at Centaurus Financial. is a national independent broker/dealer licensed to offer securities, investment advisory services and insurance products. is investigating claims against William Burks, a Financial Advisor at Centaurus Financial in Flower Mound, Texas. Between 2023 and 2024, four parties of investors filed disputes claiming that Nielsen recommended unsuitably risky investments and breached his fiduciary Feb 18, 2025 · Centaurus Financial, registered in 1999, serves 53 state(s) with a licensed staff of 432 advisors. This rating has been stable over the past 12 months. On February 6, 2023, the Commission issued an Order Instituting Administrative and Cease-And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities and Exchange Act of 1934, and Sections 203(e)(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-And Centaurus Financial, Inc. (Centaurus Financial) has — February 6, 2019 — Centaurus Financial Broker Atul Makharia Has Several Suitability Complaints Oct 17, 2023 · Bala Cynwyd financial advisor Darren Grossman (CRD# 5762586) is involved in an investor complaint alleging his investment advice resulted in damages of more than $100,000. Centaurus Financial manages $6. May 16, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelley Slaught (Slaught), currently associated with — May 16, 2025 — There are Recent Customer Complaints with Broker Kelley Slaught in Firm Centaurus Financial, INC. The SEC initiated cease-and-desist proceedings against Centaurus Financial, as well as Ricky Mantei and Atul Makharia. May 10, 2023 · According to the complaint filed by FINRA’s Department of Enforcement, between September 2016 and September 2018, Donnie Ingram, a registered representative with Centaurus Financial and an investment advisor through his own SEC-registered investment advisory firm, Ingram Advisory Services, LLC (Ingram Advisory), made unsuitable May 7, 2025 · There are Recent Customer Complaints with Broker Jason Smith in Firm Osaic Wealth, INC. Firm Has Customer Complaint Apr 25, 2025 · Christopher Gordon is a financial advisor in Leesburg, VA. May 26, 2025; Broker Stephen Skokos in LPL Financial LLC Firm Has Customer Complaint May 26, 2025 Read 15 customer reviews of Centaurus Financial Inc, one of the best Financial Services businesses at 2300 E Katella Ave # 200, Suite #200, Anaheim, CA 92806 United States. Centaurus Financial Mar 26, 2025 · The complaint alleges significant financial losses due to high-risk alternative investments. It provides investment advisory and financial planning services through investment advisor representatives (IARs). Broker Misconduct and Customer Complaints There have been several cases of registered representatives employed by Centaurus Financial who were allegedly involved in broker misconduct and fraudulent activities. Proc. Consequently, they paid a $100,000 fine and reimbursed $85,281. These disputes can be found in his BrokerCheck profile, a Financial Industry Regulatory Authority (FINRA) record accessed on July 19, 2023. (CFI) is a registered investment advisor (RIA) and broker-dealer based in Anaheim, California. Aug 23, 2024 · A recent investor complaint against Tucson, Arizona financial advisor Michelle Anthony (CRD# 4512228) alleges that her advice resulted in six-figure damages. Mar 4, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Hamilton (Hamilton), currently associated with — March 4, 2025 — There are Recent Customer Complaints with Broker Michael Hamilton in Firm Centaurus Financial, Inc. Find reviews, ratings, directions, business hours, and book appointments online. June 2, 2021 - The Securities and Exchange Commission today announced settled charges against Centaurus Financial, Inc. Jan 16, 2025 · Investors who have worked with Lawrence Depaul or Centaurus Financial, Inc. The complaint reached a settlement of $125,000. since January 2007. 2 days ago · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darren Grossman (Grossman), currently associated with — June 1, 2025 — There are Recent Customer Complaints with Broker Darren Grossman in Firm Centaurus Financial, INC. In February 2024 the complaint reached a settlement of $34,111. in Troy, Michigan, since 2005. ? Bryon Martinsen ( CRD #1621649 ) , located in Kinsgs Park, New York, has been in the financial services industry since 1987, showcasing a long-standing career. In May 2024, an investor filed a complaint alleging that Mr. He has been the subject of four customer complaints between 1998 and 2024, according to his CRD report. ” Mar 30, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Chauvenet (Chauvenet), currently associated with — March 30, 2025 — Broker Michael Chauvenet in Centaurus Financial, Inc. 3-20357. CRD#: 30833 /SEC#: 801-56882,8-45185. Aug 9, 2018 · Wolper Law Firm, P. 3 billion and provides investment advisory services for 34,052 clients (1:79 advisor/client ratio). Financial Industry Regulatory Authority records show that he is a broker with Centaurus Financial, doing business as Cola Sep 13, 2024 · Scott Phillips Of Centaurus Financial, Inc. Not only that but there are other JP Turner/Centaurus brokers who sold many older and inexperienced investors complicated structured products that May 17, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Chauvenet (Chauvenet), currently associated with — May 17, 2025 — There are Recent Customer Complaints with Broker Michael Chauvenet in Firm Centaurus Financial, INC. is NOT a BBB Accredited Business. ADMINISTRATIVE PROCEEDING File No. 62 to all affected customers. May 31, 2023 · The FINRA industry review in 2016 found that Centaurus Financial had failed to identify and apply certain sales charge discounts to eligible purchases of UITs made by certain customers. Oct 11, 2023 · Lexington, South Carolina financial advisor Matthew Hawkins (CRD# 5731136) allegedly engaged in potential violations of securities industry rules, according to a pending complaint by the Securities and Exchange Commission. May 22, 2025 · There are Recent Customer Complaints with Broker Jason Smith in Firm Osaic Wealth, INC. Jun 12, 2020 · According to the complaints that have been filed, Mantei was the leader of the Mantei group within JP Turner and now also at Centaurus Financial that involved a number of other financial advisors. Reviews from Centaurus Financial employees about Centaurus Financial culture, salaries, benefits, work-life balance, management, job security, and more. Oct 8, 2024 · Bryon Martinsen Formerly With Centaurus Financial, Inc. Apr 1, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Gordon (Gordon), currently associated with — April 1, 2025 — There are Recent Customer Complaints with Broker Christopher Gordon in Firm Centaurus Financial, Inc. A. A fourth complaint, also filed in September 2021, claims he concentrated the investor’s account “in high-commission, complex and risky Feb 6, 2023 · Centaurus also agreed to retain an unaffiliated third-party compliance consultant to review Centaurus’ policies and procedures and its internal controls regarding the suitability of steepeners. " Oct 3, 2023 · These claims for investment losses have been filed in FINRA arbitration against Mr. May 1, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curtis Edmark (Edmark), currently associated with — May 1, 2025 — There are Recent Customer Complaints with Broker Curtis Edmark in Firm Centaurus Financial, INC. The wholesale representatives distributed twelve communications related to the private placements and the investment management firm (including broker-use only materials) to other FINRA member firms. A complaint filed in June 2021 claims that as a representative of Centaurus Financial, he recommended unsuitable investments and breached his fiduciary duty; this complaint alleges damages of $750,000. Mantei, and registered representative Atul Makharia agreed to settle charges in connection with the unsuitable recommendation of variable interest 1 day ago · Centaurus Financial GWG Complaints: Learn the truth about investor lawsuits and uncover how brokers sold risky bonds to unsuspecting retirees. Trial Lawyers in FL. Based in Apple Valley, California, he has been registered as a broker and an investment advisor with Centaurus Financial since 2006 and 2009, respectively, doing business as Archangel Financial Services. Firm Has Customer Complaint 0 complaints for Centaurus Financial Inc. 9 out of 5. Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. should carefully review their investment portfolios and account statements to ensure that their investments align with their financial goals and risk tolerance. Has 4 Customer Complaints For Alleged Broker Misconduct About Scott Phillips of Centaurus Financial, Inc. Securities and Exchange Commission (the “SEC”) and its staff for their coordinated efforts and Feb 6, 2023 · ADMINISTRATIVE PROCEEDING File No. Check the complaint history, rating and reviews on …Founded: Sep 02, 1992 Nov 4, 2024 · A third investor complaint, filed in 2020, alleged that as a Centaurus Financial representative, he recommended unsuitable real estate and variable annuity investments. Centaurus Financial Complaints. Disclosures can be customer complaints or arbitrations, regulatory Jun 30, 2023 · SEC Complaint: Mutual Fund Fees. Edmark, while representing Centaurus Financial, breached his fiduciary duty and “recommended unsuitable, high-risk, speculative, illiquid investments. A complaint filed in 2018 alleged that as a Centaurus Financial representative, he misrepresented and omitted material facts in connection to unsuitable investments. Jul 1, 2024 · The recent case involving Greenfield, Wisconsin financial advisor Curtis Edmark (CRD# 1596961) is one that certainly raises eyebrows. As shown by Mr. Attorneys. The firm currently oversees more than $2. B . The most recent complaint was regarding: May 2024. Centaurus Financial is facing growing complaints from regulators about unfair practices. Jun 10, 2023 · Wells Fargo Advisors has many different complaints filed by FINRA (Financial Industry Regulatory Authority), state regulatory organizations, and investors such as yourself. Mar 28, 2025 · Shivaee has been registered as a Broker with Centaurus Financial, Inc. 33. Attorney General Wilson thanks the U. Financial Industry Regulatory Authority records show that the Centaurus Financial broker, doing business as Cola Wealth Advisors, is also under investigation by the Jun 30, 2022 · ISRAELS & NEUMAN LAW 720-599-3505 If you lost money with Matthew Hawkins of Centaurus Financial in Lexington, SC, call for a FREE CASE REVIEW. Feb 11, 2023 · Centaurus Financial did not review or retain those emails in violation of SEC Rule 1 7a-4(b)(4) and NASD Rules 3010(a) and (d)(3) and 3110(a). They have been in practice for 15 years, the last 2 years at Centaurus Financial Inc. Jan 27, 2025 · He has been registered with Centaurus Financial, Inc. ? Scott Phillips ( CRD #1311907 ) , located in Salt Lake City, Utah, has a comprehensive career in the financial industry, primarily affiliated with Centaurus Financial, Inc. Starke’s brokerage firm, Centaurus Financial. The complaint accuses Centaurus Financial of common law fraud, breach of fiduciary duty, negligence, and negligent supervision related to the recommendation of the following high risk, non-traded alternative investments: Griffin Essential Asset II If you or someone you know has a complaint against Centaurus Financial, please contact us at (800) 767-8040 for a free and confidential attorney consultation. Mar 4, 2025 · According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Debbie Cavanaugh (Cavanaugh), currently associated with — March 4, 2025 — There are Recent Customer Complaints with Broker Debbie Cavanaugh in Firm Centaurus Financial, Inc. Jun 9, 2024 · The pending complaint alleges damages of $36,000. Below is a list of the most recent regulatory actions. Centaurus is a member of the Financial Industry Regulatory Authority ( FINRA ) and the Securities Investor Protection Corporation ( SIPC ). File No. This case originated from this review. You can see the full list on its detailed BrokerCheck record. At Gana Weinstein LLP, our attorneys are experienced representing investors who have suffered securities losses due to the mishandling of their accounts. 3-21295 . February 6, 2023 – The Securities and Exchange Commission today announced that dually registered broker-dealer and investment adviser Centaurus Financial, Inc. Brief Overview: The Securities and Exchange Commission (SEC) filed a complaint on April 29, 2020, accusing Cetera Advisors and Cetera Advisor Networks of prioritizing their financial interests over those of their clients. John Starke (CRD# 3154774), a broker registered with Centaurus Financial, is embroiled in investor disputes alleging more than $1. John Tryon Customer Complaints. Talk with Robert Pearce now (800) 732-2889 Santa Barbara financial advisor Tim Tremblay (CRD# 1201542) recently received an investor complaint alleging he recommended an unsuitable and high-risk investment. Has 18 Customer Complaints For Alleged Broker Misconduct About Bryon Martinsen formerly with Centaurus Financial, Inc. Free Confidential Consultation: (720) 599-3505 Tap Here To Call Us Oct 13, 2024 · According to the Financial Industry Regulatory Authority, Chris Martin holds 24 years of securities industry experience. / Nestyield ETFs Advisor Manuel Ramos Has Customer Complaint Mar 17, 2025 · There are Recent Customer Complaints with Broker Ronald Smith in Firm Sanford C. Centaurus Financial Inc is rated with a AAA rating from Business Consumer Alliance as of 2/10/2020. Unsuitable Investment Recommendations and Sales: A key complaint against Centaurus Financial is related to the unsuitable sales of non-traded real estate investment trusts (REITs) and business development companies (BDCs). Why choose a BBB Accredited Business? CENTAURUS FINANCIAL, INC. 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